Currin Compliance Services, LLC
14 Main St. Suite 200
Greenwich, NY 12834
GREENWICH, NY, February 14, 2013 (eRelease) – Currin Compliance Services, LLC, compliance consultants exclusively to the life insurance and annuity industry, is very pleased to announce the addition of Pete Rock, CLU, FLMI as Senior Compliance Consultant. Prior to joining Currin Compliance, Mr. Rock was Vice President and Chief Compliance Officer for Crump Life Insurance Services.
With Currin Compliance, Mr. Rock will lead our Compliance Audit Unit. Mr. Rock brings his many years in field compliance to his on-site and remote analyses of IMO/FMO/BGA’s risk exposures, including:
• Key operational processes
• Product/vendor/charge-back contract language
• High risk transactions
• Carrier review processes and communication
• Licensing and appointments
• Suitability reviews
• Information and data security
• Anti-money laundering
Currin Compliance regularly receives requests for compliance audits and consultations from IMO/FMO/BGAs and the addition of Mr. Rock to our team allows us to better meet the demand.
Currin Compliance Owner, Cailie Currin, and Pete Rock will both be at LIMRA/LOMA’s Regulatory Compliance Exchange: Winning Strategies for Managing Risk Today conference in Las Vegas March 20-22, 2013. Stop by our booth, give us a call, or email us to discuss how we can help you identify and manage your compliance risks. Contact: Cailie Currin at email@example.com or 518-692-2494.
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